Homeless Peoples Federation Philippines: Addressing Issues of the Urban Poor in the Philippines

Ma. Theresa Carampatana, the National President of Homeless Peoples Federation Philippines (HPFPI), a Slum Dwellers International Board Member and advocate for the rights of the urban poor in the Philippines, recently discussed various issues faced by this marginalised group during the Philippine Urban Forum.

This article aims to summarise her key points and recommendations regarding the challenges faced by the urban poor, as well as the strategies proposed to address these issues. The issues identified were drawn from the result of several multi-stakeholder consultations conducted by the Department of Human Settlement and Urban Development in partnership with the Philippine Alliance, Non-Government Organisations and other Civil Society Organisations (CSO). By involving different stakeholders, it ensures that a wide range of perspectives are taken into consideration, leading to more comprehensive and informed decisions.

Key Issues Identified:
1. Insecurity of Land and Housing Tenure: The urban poor sector highlighted the vulnerability of the urban poor in terms of land and housing ownership. Many slum dwellers lack secure tenure, living in informal settlements at risk of eviction due to legal and ownership uncertainties.

2. Insecure, Irregular, Informal, and Inadequate Jobs and Income: The urban poor often face difficulties in accessing stable employment opportunities, leading to irregular incomes that are insufficient to meet their basic needs. This perpetuates the cycle of poverty and limits their ability to escape from it.

3. Limited Participation in Development Planning: The urban poor, despite being heavily affected by urban development projects, have limited or no participation in the decision-making processes that directly impact their lives. This lack of inclusion hampers their ability to shape policies and programs that address their needs.

Proposed Recommendations:
1. People-led Housing and Urban Development: HPFPI advocated for empowering communities to be actively involved in the planning and implementation of housing and urban development initiatives. By involving the urban poor in decision-making processes, their specific needs and priorities can be addressed more effectively.

2. Diversified Housing Modalities and Finance Mechanisms: To tackle the issue of insecure housing tenure, HPFPI emphasized the importance of exploring different housing options and financing strategies. This would ensure that the urban poor have access to affordable and stable housing solutions.

3. Security of Tenure for Urban Poor Communities: Recognising the significance of land tenure security, HPFPI stressed the need for legal frameworks and policies to protect the rights of urban poor communities. Securing tenure would provide stability and protection against eviction, enabling residents to invest in their homes and communities.

Strategies to Address the Issues:
To ensure that the identified issues are effectively addressed, HPFPI and its partners proposed several strategies to be undertaken by both the government and Civil Society Organisations.

1. Collective Policy Review and Research: This involves conducting in-depth research and analysis to consolidate information on new policies and programs related to urban poverty. Disseminating this information would enable better-informed decision-making processes.

2. Capacity Development on People’s Planning: Capacity-building programs targeting both local government units (LGUs) and CSOs would enhance their understanding and implementation of participatory local shelter planning. This would enable the inclusion of the urban poor in decision-making related to housing and urban development.

3. Community Organising and Technical Support: Providing support for community organising, beneficiary selection, social preparation, and technical assistance during the planning, construction, implementation, and monitoring of housing projects would ensure effective and sustainable outcomes.

4. Resource Mobilisation and Network-Building: Engaging with public and private partners and fostering collaboration in regions beyond NCR and Luzon, such as Visayas and Mindanao, would promote resource mobilisation and strengthen networks. This would facilitate more comprehensive and impactful initiatives.

HPFPI’s discussions at the Philippine Urban Forum shed light on the pressing issues faced by the urban poor in the Philippines. Her recommendations and proposed strategies, involving collective policy review, capacity development, community organising, and resource mobilisation, offer a roadmap for addressing these challenges. By implementing these measures, it is hoped that the government and CSOs can effectively improve the lives and well-being of the urban poor, ensuring their active participation in shaping inclusive and sustainable urban development.

Future Champs Sporting Initiative

SDI supports Future Champs in Philippi, Cape Town, to give shack dwelling kids a fighting chance. 

Youth Day Celebration event, 16 June 2014. 

P1180214Future Champs Youth Day Event, 16 June, Cape Town, Philippi.

Future Champs Youth Day Event, 16 June, Cape Town, Philippi.

Future Champs Youth Day Event, 16 June, Cape Town, Philippi.

For more photos see

No More Kid Mangwangwa

Both India and South Africa are voting today in parliamentary elections. But change is not something that comes about every four or five years at the ballot box. The real change-makers are on the streets, moving towns, cities, and nations, forward through their daily struggles. Pule Raboroko was one such unsung South African leader. The below is a retrospective that honours this key personality in the South African SDI Alliance. Similar short biographies of the men and women who have forged this global social movement will be featured regularly on the SDI blog. 

It is my subsidy you are talking about. It is you the government who promised it to us and it is you the government who tell us that the R15,000 is all we are going to get for our years of misery and suffering. And now you want me to accept it when you pour my subsidy down the drain, down your throats and the throats of developers.” – Pule Raboroko.


Pule Raboroko was stabbed to death in a Kanana shebeen in the early hours of Sunday 25 October 1998. His young wife lost a husband, his little children lost a father, the Federation (uMfelandaWonye) lost a national leader and the nation lost an unsung hero.

Pule Raboroko was an ordinary man. Pule Raboroko was never going to get a minute’s silence in parliament or an obituary in the daily papers, written by one of the venerable scribes of the new elite. It is left to his family, his community and his comrades in uMfelandaWonye to honour his memory. Raboroko would have preferred it that way.

He was born in Sebokeng in the late 1950’s. Like millions in his generation he grew up with the painfully simple aspiration to help to overturn the apartheid regime that tormented and degraded him. Raboroko grew up to be a proud man who did not like to be humiliated. He wore his wounded manhood on his sleeve, and in the end it might well have cost him his life. Just like it has cost the lives of countless men in this country’s racially segregated ghettos.

Pule Raboroko spent 15 years of his adult life in a back-yard shack in Sebokeng. In 1983 he was in the forefront of the riots that rocked the Vaal and ratched up the fear and the desperation of the white state. He was a member of UDF and ANC street committees until 1994.

On the day of the elections he led his people out of the backyard shacks and into a promised land – 15 hectares of dry veld that, of course, was called Kanana. In the eyes of the new authorities (what did Fanon say – Black skin, White masks?) that act made Raboroko into a land-grabber, a leader of queue jumpers, someone who undermines development and profits from the desperation of the poor.

Raboroko was no angel, but he did deliver 3000 homeless families in the Vaal Triangle from decades of humiliation and extortion in the backyard shacks of Sebokeng. And this action inspired thousands of others to follow this example, for Raboroko had exposed a universal truth. Government queues don’t move, they just groove for the corrupt. Government threatens land invaders with harsh recrimination, but nothing gets government to negotiate as quickly as a land invasion.

It is not the point to praise or condemn invasions, but by honouring Raboroko’s memory we honour the real urban planners of our cities – those men and women who have been desperate enough to occupy land, build shacks, source water at great risk to themselves and their loved ones.

First came the backyard shack-dwellers of Sebokeng. Then came their comrades from Small Farm, Evaton, Sharpeville. Soon the settlement of Kanana was followed by Election Park, Boitumelo, Botshabelo … And Raboroko was always at hand to help his fellow squatter citizens, to block out sites, to draw as good a layout plan as any professional surveyor, to design and help build infrastructure, to provide water.

The politicians did not believe him when he told them that he was not undermining Government but was helping them to deliver on their promises. The people did. Not only the people in the Vaal, but poor people throughout the land.

They are crying for Pule Raboroko today in hundreds of informal settlements throughout South Africa. They mourn him in Joe Slovo Village, Despatch where he helped design a layout plan that helped settle two thousands families. They mourn him in VukuZenzele, Cape Town where he did the same for 250 families more. And the women in Nonzamo, Queenstown are wailing for the soul of the man who helped them get running water. The men in Newlands West, Durban sit silent and solemn by the side of their stoves, thinking of the man who was with them when they fled the violence in Siyanda and sought a safe place to live. And it is a pall of sadness as well as a pall of smoke that covers the shack settlements of the Vaal region this week. There is hardly a squatter family in Kanana, Agrinette Hills, Patrick Hunsley, Election Park, Boitumelo that is not reminded that it was not the liberty that was awarded them by this new government that gave them land.

In the time of the bitter arrival of freedom, Raboroko was your everyman. Raboroko was a rough, even violent and self-destructive man. But then he was a product of the urban shacklands, and violence and roughness is the equilibrium of the shacks. So why is it so difficult to recognise that rough men like Raboroko who are committed to their communities are central to our urban transformation? Why point self-righteously at his scars, why look at his warpaint and say “I told you so”? Why not rise above the insalubrious, just like Raboroko did?

In the city centres and the suburbs where planners and politicians live, memory subsides into the new demands of reconciliation and consumption. On the outskirts where Pule lived, and debauched and tried to build a better life with his fellow squatter citizens, people have nothing and so they survive on memory. Not rigid, not dogmatic, not even angry, but the memory of old roots, the memory of community, a memory that spreads over time, carried by imperfect heroes like Pule Raboroko. It is that memory kept alive that is the key to a better tomorrow. It is not a sanitised solution, ribboned with red tape. It is beauty replete with horror. It is the simple order in the very heart of disorder.

A cowardly thrust of cold steel on a dark night and the Federation lost its first urban planner. Not a well heeled professional, schooled in an urban grammer, made up of grids and regulations, but a multi-lingual, multi-historical visionary, trapped for a lifetime in a mosiac of shacks and unlit streets and stagnant puddles. This was his backdrop. This was his home – be it in Kanana or Piesang River, Khayelitsha or Cato Crest. Our urban planner took the Federation’s message to the formal world – where he and his colleagues were often ignored and ridiculed.

But what is it that the Raboroko’s of the Federation are trying to say? That development is not a linear progression to be mapped and regulated. It is a process whereby the poor themselves show the way to make throbbing mosaics out of the haphazard whirls of life.

There will not be a minute’s silence in Parliament for Pule Raboroko, but the women of the Federation hold his memory to their hearts and their whispers accompany his spirit on its journey to his ancestors. Our tired eyes are burning with tears held back, as if by clouds of thick smoke on a highveld night, dust, and a wind as sharp and merciless as death.


Inclusion: A Sustainability Agenda for African City Growth


This article originally appeared in Perspectives: Political Analysis and Commentary from Africa #3.12.

By Benjamin Bradlow, SDI Secretariat 

An old South African song of the anti-Apartheid struggle is called “Meadowlands”. It commemorates a forced removal of many black and coloured people from the bustling, multi-cultural neighbourhood of Sophiatown in Johannesburg to the suburban township of Soweto in the late 1950s. The creolised tsotsitaal lyrics echo through the African continent’s historic urban transformation, which is well underway today: Ons daak nie, ons pola hie. “We are not leaving, we are staying right here.”[1]

Inclusion. A place to call home. Such are the essential challenges that urbanisation has evoked for ordinary people and communities throughout the continent. The lessons emerging from both the successes and challenges of city growth in Africa suggest that developmentally sound approaches hinge on the extent to which ordinary people are incorporated into the financial flows, planning institutions and political processes by which it takes place.

Yet these lessons are not part of the dominant understanding of processes of urbanisation and development in Africa. This is true whether we look at the worlds of academia and theory, or the worlds of policy and politics. The urban population in Africa has almost tripled in fifty years, and this has been accompanied by a proliferation of informal settlements that lack access to basic services such as water and toilets, land tenure, housing and formal employment.[2] These inequities are the overwhelming experience of the continent’s young, urban population. Over one-fifth of Africa’s population is between the ages of fifteen and twenty-four, and in eastern and southern Africa, this proportion rises to one-third.[3] 

Building a Strategy

Economic inequalities track closely with political exclusion. In truth, approaches such as “participation”, while common to the sustainability agenda, carry little weight in the big decision-making flows that actually impact on African urbanisation. Instead, they have been watered down to mean either a) consultation with ordinary people and communities on projects and programs that have already been conceived by large actors in government and the private sector, or b) the ability of communities to hold such actors accountable for promises after they make them.

“Political sustainability”—a broad notion of social and economic inclusion—coupled with environmental sustainability, is quite simply not the dominant paradigm of development and urbanisation in Africa. If we can generalise at all about African cities—a questionable task in and of itself—then the image of fancy skyscrapers rising next to sprawling informal settlements perhaps best represents this process. Economic and political inequality, environmental degradation and social insecurity are all too common as part of the urbanisation process in Africa.

So the task is twofold: first, to understand what we mean by “sustainability” in the first place; second, to strategise for embedding “sustainability” in the influential agendas that drive African urbanisation in the present and for the future. Such an approach has to link housing, land and employment in order to build inclusion into the urbanisation process. It also has to identify where the kinds of citizen groupings and organisations are emerging that allow for more responsive approaches to this triangle of needs. 

Finance, Planning, Politics

The exclusion of the urban poor from planning for growth implicates three major trends.

First, the financial arrangements that determine urban development are exacerbating divides of inequality in terms of access to services, land and employment opportunities. Little finance is allocated in either national or international aid budgets for the upgrading of informal settlements. Local governments struggle to collect property and land taxes, and have little financial discretion to direct resources to the upgrading of informal settlements.[4] Urban development is still an unpopular policy orientation, and the money that is directed at poverty alleviation continues to exhibit “rural bias”. Meanwhile, the finance available to industrial and real estate development in urban areas has a sharp [G1] tendency to not benefit the people and interests that fall outside of the formal sector.

Take two examples of spatial disparities in East Africa, which demonstrate the stark inequalities of financial flows to African cities. In Dar-es-Salaam, Tanzania, over 70 percent of households are on land whose ownership rights the law does not recognise. In other words, the vast majority of the city is “informal”.[5] Even starker is the situation in Nairobi, where recreational space occupies more total land than do slums. Sixty percent of the city’s population lives in slums.[6] While the formal world is accessing finance and the power it accompanies, the populations that are growing most quickly in African cities experience deeper exclusion.

Second, the institutional arrangements and planning processes that impact on urbanisation build and reinforce inequalities. Planning standards condemn informality in contexts where governments need to embrace and integrate informal populations. Participation is all too often a byword for using the poor as a means of an ex post facto rubber stamp of consent after key decisions around project conception and even implementation have been made by governments, private investors, and external aid agencies.

The challenge is not only a question of whether there is a moral need to include the poor, but even more, a question of how responsive existing institutions are to changes on the ground. The financial flows of urbanisation in Africa currently override the shaping capacity of institutions, especially in both local and national governments. The imperatives of private developers and corporations override the potential for the state to intervene effectively to mitigate the negative effects of the market.

In a sense, this is another version of how economist Joseph Stiglitz described what has happened to Western financial institutions in the wake of the 2008 financial collapse, in which processes of economic growth have been “privatizing gains but socializing losses”.[7] Charles Sabel and Sanjay Reddy have identified the key institutional problem as an inability to “learn”.[8] Hence they propose steps for “learning to learn”, a method for examining the constraints of both supply and demand that policy-makers and institution-shapers must address. This means identifying new problems for policy, and opening up decision-making to be more accountable and, in fact, empirical.

Yet this can come off as pie-in-the-sky dreaming. Cities in Africa are a crucible for both the new global order of nations and new institutions that make the decisions that impact on economic growth patterns. In such areas, as Mark Swilling, director of the Sustainability Institute in South Africa, recently noted, institutions and ordinary people alike require “the ability to learn and unlearn very quickly in the blink of an eye as context shifts”.[9] How can Sabel and Reddy’s “learning to learn” framework possibly address this reality?

The third and related cause of exclusion, and the necessary impact of inclusion on the sustainability agenda[G2] , concerns the political processes of urbanisation in Africa. In essence, the current exclusion of the poor from decision-making, project conceptions and fundamental re-imaginings of city development fundamentally impedes a more responsive set of institutions along the lines of “learning to learn”. When the urban poor are considered objects of developmental decisions of others—when ordinary people are a nuisance to be ignored or evicted—informality continues to hinder economic growth and the development of social fabric in cities.

Most poverty alleviation approaches are focused on supporting individuals and households to achieve basic human needs. But from the sustainability perspective—understood broadly—this actually undercuts the need for political inclusion. Given the constraints on political agency and economic opportunity that exist among many communities of the poorest of the poor, representative organisations of the poor are of particular significance.

It is therefore time to pay more attention to the kinds of popular institutions of the poor that can be effective at influencing formal institutional structures. These exist in many parts of the world currently undergoing rapid urbanisation. Even those cities that are not in Africa offer significant learning opportunities for alternative political approaches. A few different types include a) city-wide community networks of informal settlement dwellers in Thailand that work with a government program for slum upgrading called Baan Mankong; b) street committees in places like Karachi, Pakistan, that work with local government through the Orangi Pilot Project; and c) national and city-wide slum dweller “federations” in many countries in Africa and Asia, that are part of a global network called Shack/Slum Dwellers International (SDI). In all of these cases, the most important lesson concerns the ability of government, especially at the local level, to reform existing institutions or create new ones that allow communities and officials to speak with each other as equals and to make decisions jointly.

Investing in Community Organisations and Networks

With this triangular framework for understanding the challenge of the sustainability agenda as it pertains to urbanisation in Africa—finance, planning, and politics—we need to begin understanding the strategy for actualising such an approach. We need to get deep into the real-world practices that, over time, cohere to create this kind of impact-driven approach to sustainable urbanisation. The notion of “learning”, as Sabel and Reddy, amongst others, have put it, is useful for describing how small changes in institutional practice can be geared towards exactly this kind of high impact.

In particular, we need to consider the lessons of communities that are actually involved in a learning process with elements of local bureaucracies. These relationships help to develop alternative mechanisms for delivery and to construct deeper bonds of citizenship through the links of community associations with state bureaucracies.

An instructive case is a set of interactions between community associations and low-level bureaucrats in the Informal Settlements Unit of the Department of Housing in the municipality of Stellenbosch in South Africa.

The informal settlement of Langrug is home to about eighteen hundred households, according to a community-led household survey in 2011. The settlement had gone with approximately forty toilets for all eighteen hundred families for many years. In 2010, a rich landowner nearby threatened to sue the municipality for the polluted runoff coming from the settlement on to his property.

The rich were making the claim in this case. But it is the poor who have gained attention from the claim. The municipality had long tried to provide services to Langrug through ad hoc, top-down methods. These previous attempts had been met by vandalism and destruction, as the community felt that there was no consultation about the needs or priorities of the settlement.

Over 2011 and 2012, both the community and low-level bureaucrats have changed. The bureaucrats visit the community much more often and sit in joint meetings with community leaders to plan improvements for the settlement. The city has also begun employing community members, who work on upgrading projects through short-term public works programs. In just a year, the community has achieved more toilets and water points, reorganised shacks near small flood plains in the settlement, and cleaned drains. The community and city government have begun working together to formalise the settlement and provide land tenure to residents. The community has also begun to alter and deepen its governing structures in the wake of its new experience in working with local government. Leaders have created smaller block committees, as well as issue-based committees (e.g., to plan for a new community hall that will serve a number of businesses and social organisations, and a health committee).

These lessons echo throughout the country and throughout the world. Langrug is linked to the Informal Settlement Network, a social movement that is part of the global SDI network. SDI has therefore used its international reach to bring communities and city officials from elsewhere in South Africa, and from other countries in Africa and Asia, to learn from the approach that the Langrug community and the Stellenbosch authorities have been exploring.[10]

Merging the “Top” and the “Bottom”

From the perspective of actors working at the “bottom” of urban politics—community organisations, professional NGOs, legal advocates—“sustainability” too often turns into small projects that appear sustainable, but that do not make any impact at the large scales of financial flows, planning institutions and political processes. Without an articulation of precisely this sort of impact—a broad theory of change to achieve sustainable urbanisation in Africa—we cannot expect to see sustainable cities emerge from the urbanisation process well underway. Often this means that the “bottom” needs to be prepared to find new modes of working with large “formal” actors, especially the state.

From the “top”, the sustainability agenda demands the inverse of such a critical perspective. National and local governments in Africa have struggled to build in the adaptive responsiveness required to deal with rapid change in populations, built environment and economies. Those that have are learning to develop and invest in partnerships with community-based groups and organisations, especially those that constitute themselves at the city-wide level. This is not the simple decentralised model of private-public partnerships, but an approach to partnership that leverages the strategic strength of the grassroots to strengthen public institutions in their ability to perceive and adapt to the rapid changes of urbanisation.

“Path-dependent” views of development have long suggested that historical and especially colonial legacies condemn people in Africa to overwhelming poverty and suffering. Consequently, intervention by aid agencies, multilateral institutions, private actors and national governments has too often manifested in a context that either ignores these legacies and “path dependence” altogether, or assumes that their outcomes make the urbanisation of poverty a historical fait accompli. This mix of hubris and fatalism has led to flows of funds, institutional designs and political power that not only ignore, but actively exclude the poor. Ordinary people continue to persist as objects of interventions by those who are much more powerful, and therefore have little voice.

So we return to the old South African song, “Meadowlands”. Such a collective plea for belonging needs to underpin the sustainability agenda if it will be able to impact on an alternative view of urbanisation in African cities. This means investing in the capacities of communities, just as much as it means investing in the projects and programs that are geared towards achieving the physical “outputs” of inclusionary development: basic services, land, housing, employment.

This also means investing in community organisations, and the networking of these organisations—especially at the city-wide scale—in order to build the political processes at the city and national level that can achieve such physical outcomes. An integrated approach to sustainability will embed the human need for belonging to place, to land, and to community, within the broader processes of urbanisation. This may be our only path to upending a phenomenon that, in Africa, has thus far exhibited all-too-prevalent tendencies of exclusion.

[1] “Meadowlands,” performed by Nancy Jacobs and Sisters. Amandla! A Revolution in Four Part Harmony (ATO Records, 2003).

[2] John Vidal, “Africa warned of ‘slum’ cities danger as its population passes 1bn”. The Guardian Global Development Blog. http://www.guardian.co.uk/world/2010/nov/24/africa-billion-population-un-report

[3] United Nations Population Fund, “Africa: Why Investing in Africa’s Youthful Population Can No Longer Wait”. http://allafrica.com/stories/201210020326.html

[4] UN-Habitat, State of the African Cities 2010, 3.

[5] “Upgrading of Low Income Settlements: Country Assessment Report—Tanzania.” World Bank Institute, Africa Technical Unit. http://web.mit.edu/urbanupgrading/upgrading/case-examples/overview-africa/country-assessments/reports/Tanzania-report.html

[6] Florence Dafe, “No Business like Slum Business? The Political Economy of the Continued Existence of Slums: A Case Study of Nairobi”. Development Studies Institute, London School of Economics Working Paper, 12.

[7]Joseph Stiglitz, “The Current Economic Crisis and Lessons for Economic Theory.” Eastern Economic Journal, forthcoming (President’s address at the 2009 Eastern Economic Association Conference, New York, February 2009).

[8] Charles Sabel and Sanjay Reddy, “Learning to Learn: Undoing the Gordian Knot of Development Today”. Challenge, M.E. Sharpe, Inc., vol. 50(5), October 2007, 73–4.

[9] Mark Swilling, “The Power of Quiet Encroachment”. Lecture delivered at TedXStellenbosch, 29 July 2011. http://youtube/GBnN62-Lp7U

[10] Walter Fieuw, “The art of ark building in Langrug, Stellenbosch”. http://corcblog.sdinet.org/?p=414


The Challenges & Potential of Innovative Funding Models


**Cross posted from a live chat on Guardian.co.uk** 

Comments by Benjamin Bradlow, SDI 

Good afternoon everyone. My name is Ben Bradlow, and I’m working with Shack/Slum Dwellers International (SDI), a network of community-based organizations of the urban poor in 33 countries in Africa, Asia, and Latin America. One of the key aspects of our work is to develop mechanisms by which urban poor communities and networks can access finance, in order to put together projects that build more inclusive political processes in their cities and countries. A large aspect of this work was the subject of Katia Savchuk’s recent article on this site about SDI’s Urban Poor Fund International (UPFI): http://www.guardian.co.uk/global-development/poverty-matters/2012/oct/08/urban-poor-fund-communities-determine-future

A central pre-occupation for SDI as a network of grassroots urban social movements, is that the institutions of international development aid need to open up to the voice and agency of the poor. In providing resources to such a network, development aid institutions are acknowledging that the physical outcomes of development — eg. improved access to water and sanitation, housing, land, etc — are most sustainable when tied to improvements in the influence and inclusion of urban poor organizations in the governance of cities.

Look forward to participating in this chat.


A key question that we often ask ourselves is, “how do we understand the nature of impact and scale in our work?” The challenge, then, is to articulate political process of change. By “political,” I mean in terms of changing power relations, and not really in terms of formal political parties. A physical project is never just significant as a physical project. So much of development aid gets stuck in the weeds of single projects that can never be replicated. What we try to do is pursue projects that can attract other actors, especially in local governments, to think WITH communities about how to change the way that they work to include communities in how projects and programs get conceived, planned, financed, and implemented. By seeking to change these institutional relationships, a single project can achieve a city-wide impact, or greater. This process is very hard to see without an appreciation of the political change that is a precondition for success. Political changes can take a very long time, and through very indirect routes.


Part of the challenge is in what both funders and NGOs are hoping to achieve. So much of this sector is hoping to achieve improvements in physical outcomes of development (eg. taps, toilets, houses, etc), but, on their own, NGOs can never take this to scale. So funding in this sector barely makes a dent in our existing framework for thinking about development success.

Meanwhile, the big actors — such as the private and public sectors — reach — or have the potential to reach – much greater scale in their activities, and serve quite different social functions. NGOs cannot replace these sectors, but they can be agents for drastic changes in how they work. Hence, metrics for evaluating aid funding need to appreciate the processes behind physical outcomes, in addition to the physical outcomes themselves.

A related point is to appreciate the differences between funding professional NGOs and grassroots or community-based social movements. So much of development aid is supposed to support people in poor communities, but so rarely do these very people have a voice in how the money reaches them, even when funding goes to local NGOs, and what they can do with it.


Accountability has to be a principle that is internal as well as external. A practice common in the SDI network is to have Federations (the networks of primarily women-led savings groups that are the backbone of SDI) from one or two countries “review” the work of another Federation. For example, Federations from Kenya and South Africa have traveled to Uganda, and vice versa. In such visits, communities from different countries share and learn from each other, while evaluating each other in a spirit of horizontal, mutual accountability, as opposed to stratified vertical approaches that are endemic to the donor-recipient relationship.

Once this kind of horizontal accountability is established, it then becomes much easier to communicate the authentic organizational priorities for accountability that need to exist between recipients and donors.


This is definitely a big challenge, and speaks to the need to consider the ways in which NGO professionals work with grassroots movements. Generally the need for NGO professional work as you describe it, can crowd out the creativity and leadership of community-based actors. We need to be very clear that NGO professionals need to work in ways in that support the priorities of the grassroots, and not dictate to people in such communities. In a sense the question is not what are the “new models that work better,” but what are the new kinds of relationships that lead to a more empowering system for grassroots movements.

This means re-imagining professional work such that it is in this supportive mold that empowers the poor to speak and decide for themselves, and does not encourage professional intervention in the lives of the poor based on what we think we know is “best.” In this sense, the current dominant modes of NGO work with grassroots movements too often replicate the vertical nature of power between donors and NGOs.


Thanks all for a great discussion and thanks for including SDI as part of it.